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NEUROLOGY 2004;62:181-187
© 2004 American Academy of Neurology

DLB fluctuations

Specific features that reliably differentiate DLB from AD and normal aging

T. J. Ferman, PhD, G. E. Smith, PhD, B. F. Boeve, MD, R. J. Ivnik, PhD, R. C. Petersen, MD PhD, D. Knopman, MD, N. Graff-Radford, MBBCh MRCP, J. Parisi, MD and D. W. Dickson, MD

From the Department of Psychiatry and Psychology (Dr. Ferman), Mayo Clinic and Foundation, Jacksonville, FL; and Departments of Psychiatry and Psychology (Drs. Smith and Ivnik), Neurology (Drs. Boeve, Petersen, Knopman, and Graff-Radford), and Pathology (Drs. Parisi and Dickson), Mayo Clinic and Foundation, Rochester, MN.

Address correspondence and reprint requests to Dr. Tanis J. Ferman, Department of Psychiatry and Psychology, Mayo Clinic, 4500 San Pablo Road, Jacksonville, FL 32224; e-mail: ferman.tanis{at}mayo.edu

Objective: To determine whether certain aspects of fluctuations reliably distinguish dementia with Lewy bodies (DLB) from Alzheimer’s disease (AD) and normal aging.

Methods: Participants included 200 community-dwelling cognitively normal elderly persons, 70 DLB patients, and 70 AD patients with collateral informants. A 19-item questionnaire was administered to the informants that queried about symptoms of fluctuations and delirium.

Results: Fluctuations occur infrequently in nondemented elderly persons aged 58 to 98 years. In contrast, four characteristics of fluctuations were found to significantly differentiate AD from DLB. These composite features include daytime drowsiness and lethargy, daytime sleep of 2 or more hours, staring into space for long periods, and episodes of disorganized speech. The presence of three or four features of this composite occurred in 63% of DLB patients compared with 12% of AD patients and 0.5% of normal elderly persons. Informant endorsement of three or four of these items yielded a positive predictive value of 83% for the clinical diagnosis of DLB against an alternate diagnosis of AD. Endorsement of fewer than three items had a negative predictive value of 70% for the absence of a clinical diagnosis of DLB in favor of AD. The authors present evidence of test-retest reliability, convergent validity, and empirical verification with a separate cross-validation sample. Fluctuations were not associated with any particular combination of hallucinations, parkinsonism, or REM sleep behavior disorder.

Conclusions: Based on informant report, disturbed arousal and disorganized speech are specific aspects of fluctuations in dementia with Lewy bodies that reliably distinguish dementia with Lewy bodies from Alzheimer’s disease and normal aging.


Received April 18, 2003. Accepted in final form October 28, 2003.

Additional material related to this article can be found on the Neurology Web site. Go to www.neurology.org and scroll down the Table of Contents for the January 27 issue to find the title link for this article.

Presented in part at the 54th annual meeting of the American Academy of Neurology, April 2002, Denver, CO.




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