Correspondence: When an article is eligible for submission of
Correspondence, a link to the response form is available within the full-text
article. You must be a
current subscriber who has activated the online portion of your subscription
in order to send a Correspondence. Any reader can read published
Correspondence.
Correspondence to:
SPECIAL ARTICLES:
J.T. Giacino, S. Ashwal, N. Childs, R. Cranford, B. Jennett, D.I. Katz, J.P. Kelly, J.H. Rosenberg, J. Whyte, R.D. Zafonte, and N.D. Zasler
The minimally conscious state: Definition and diagnostic criteria
Neurology 2002; 58: 349-353
[Abstract][Full text][PDF]
Reply to Letters to the Editor by Burke and Machado
Douglas Katz, JT Giacino, S Ashwal, N Childs, R Cranford, B Jennett, JP Kelly, JH Rosenberg, J Whyte, R Zafonte and ND Zasler
(24 June 2002)
The minimally conscious state: Definition and diagnostic criteria
Calixto Machado
(24 June 2002)
The minimally conscious state: Definition and diagnostic criteria
Joseph J Fins, Nicholas D. Schiff
(24 June 2002)
The minimally conscious state: Definition and diagnostic criteria
William J Burke
(24 June 2002)
Reply to Letters to the Editor by Burke and Machado
24 June 2002
Douglas Katz Boston University School of Medicine Boston MA, JT Giacino, S Ashwal, N Childs, R Cranford, B Jennett, JP Kelly, JH Rosenberg, J Whyte, R Zafonte and ND Zasler
In response to Dr. Burke’s letter, we reiterate that the primary
objective of the Aspen Group was to distinguish individuals who
demonstrate discernible, albeit limited, behavioral evidence of
consciousness (i.e. minimally conscious state) from those who are
clinically unconscious (i.e. vegetative state). This project’s impetus
grew out of concern that clinical management of patients in acute MCS was
often no different than for patients in VS. Consequently, some
individuals with at least partial preservation of consciousness were not
afforded the opportunity to receive aggressive rehabilitative treatment--a
situation we believe that prevails. Our motivation was further bolstered
by preliminary empirical evidence showing that although VS and MCS
patients have similar degrees of neurobehavioral disability early after
injury, functional outcome at one year is significantly more favorable in
some MCS subgroups. [2, 3]
From a scientific standpoint, we are at a loss to understand Dr.
Burke’s portrayal of the MCS diagnosis as a mechanism for achieving
“eugenics.” The Aspen Group is comprised largely of clinicians who have
been providing acute and long-term care for individuals with catastrophic
brain injury for many years. The affiliations and experience of the
authors of the MCS article [1] should be considered when judging Dr.
Burke’s allegations. We acknowledge that the definition and
recommendations that we have proposed for MCS represent little more than a
starting point, but one we hope will direct attention to this condition
and facilitate further scientific inquiry.
We appreciate Dr. Machado’s comments. He raises some issues that get
at some key problems in understanding and defining consciousness and
disorders of consciousness. One problem is semantics and how various
terms are used in describing consciousness. He points out that
consciousness is composed of two components, arousal and awareness and
suggests that the term ‘minimally aware state’ be used in place of
‘minimally conscious state’, since awareness, but not arousal is the
relevant component in this condition.
Different authors use the terms, arousal, awareness and consciousness
differently in relation to each other. Some emphasize the distinctness of
arousal or wakefulness and consciousness. [4] Some use the terms awareness
and consciousness almost synonymously (e.g., consciousness = awareness of
self and environment). Some consider awareness subordinate to
consciousness. Others define awareness as a state in which information is
available for the individual to report on and act on. [5] Even others note
that using this definition; computers may demonstrate awareness, but not
consciousness. [6] Therefore, the appropriateness of one term over another
may depend on the semantic nuances intended by the author. In order to
avoid this problem, diagnostic terms, such as vegetative state and
minimally conscious state (MCS), require well-defined criteria so that
there is some uniformity in their use for clinical and research purposes.
The main goal of our paper was to propose such criteria for MCS. [1]
References :
1. Giacino JT, Ashwal S, Childs N et al. The minimally conscious
state: definition and diagnostic criteria. Neurology 2002;58;349-353.
2. Giacino JT, Kalmar K. The vegetative and minimally conscious
states: a comparison of clinical features and functional outcome. Journal
of Head Trauma Rehabilitation 1997;12:36-51.
3. Francisco GE, Yablon SA, Ivanhoe CB, et al. Outcome among
vegetative and minimally responsive patients with severe acquired brain
injury. American Journal of Physical Medicine and Rehabilitation
1996;75:158. Abstract.
4. Damasio A. The feeling of what happens. San Diego: Harcourt, 1999.
5. Chalmers DJ. The conscious mind. Oxford: Oxford University Press,
1996.
6. Zeman A. Consciousness. Brain 2001;124:1263-1289.
The minimally conscious state: Definition and diagnostic criteria
24 June 2002
Calixto Machado Institute of Neurology and Neurosurgery Ciudad de La Habana Cuba
Normal conscious behavior requires arousal that depends on the
function of the ascending reticular activating system (ARAS) and,
awareness or content of consciousness that represents the sum of the
cognitive, affective, and other higher brain functions, related to
"complex physical and psychologic mechanisms by which limbic systems and
the cerebrum enrich and individualize human consciousness". [1]
Nonetheless, arousal cannot simply be related to the function of the
ARAS, and awareness related to the function of the cerebral cortex,
because substantial interconnections among the brainstem, subcortical
structures and the neocortex are indispensable for both components of
human consciousness. Hence, consciousness does not bear a simple one-to-
one relationship with higher or lower brain structures.[1,2]
Giacino et al. stated that the vegetative state (VS) is
“characterized by complete absence of behavioral evidence for self or
environmental awareness…”, and described the minimally conscious state as
patients with “inconsistence but discernible evidence of consciousness.”
[3] Most authors mention human consciousness, without considering its two
components. For example, higher brain theorists of death habitually
describe the persistent or permanent vegetative state (VS) as patients
with "irreversible loss of consciousness" or "permanent unconscious", but
in these patients arousal is preserved, while awareness is apparently
lost. [2,4]
VS patients reflect the only situation in which an apparent
dissociation of both components of consciousness is found. [2] I used the
adjective “apparent” because of the following reflection. Can we deny the
existence of internal awareness in VS, because these patients apparently
seem to be disconnected from the external world? The subjective dimension
of awareness is philosophically impossible to test, but physiologically it
seems conceivable that subjective awareness might continue. [2]
Karen Ann Quinlan's brain showed severe damage of the thalamus, with
the cerebral hemispheres relatively spared. [5] We can ask ourselves if,
in a case like this, other activating pathways, projecting to the cerebral
cortex without relaying through the thalamus, could stimulate the cerebral
cortex to provide internal awareness, even if physicians are unable to
detect its manifestations. [2]
Hence, the paper of Giacino et al. represents a remarkable effort to
identify and diagnose a new syndrome of consciousness impairment, along a
continuum of brain damage. Nonetheless, I would use the term minimally
aware state instead of minimally conscious state.
References:
1. Plum F. Coma and related global disturbances of the human
conscious state. New York, Plenum Publishing Corporation. Cerebral Cortex.
A. Peters. Ref Type: Serial (Book, Monograph) 1991;[9]:359-425.
2. Machado C. Consciousness as a definition of death: its appeal and
complexity. Clin Electroencephalogr 1999; 30:156-164.
3. Giacino JT, Ashwal S, Childs N et al. The minimally conscious
state: definition and diagnostic criteria. Neurology 2002; 58:349-353.
4. Truog RD, Fackler JC. Rethinking brain death. Crit Care Med 1992;
20:1705-1713.
5. Kinney HC, Korein J, Panigrahy A, Dikkes P, Goode R.
Neuropathological findings in the brain of Karen Ann Quinlan. The role of
the thalamus in the persistent vegetative state. N Engl J Med 1994;
330:1469-1475.
The minimally conscious state: Definition and diagnostic criteria
24 June 2002
Joseph J Fins New York Presbyterian Hospital-Weill Cornell Center New York, Nicholas D. Schiff
jjfins{at}mail.med.cornell.edu Joseph J Fins, et al.
The response engendered by the proposed criteria for the minimally
conscious state by Giacino et. al. is at once predictable and paradoxical.
[1, 2, 3] It is predictable in voicing concern that a new diagnostic
category could be used to undermine the care of the severely disabled.
Opponents contend that in the absence of an evidence base for these
criteria, the consensus model used to generate these guidelines represents
the consolidation of an ideological stance about the worth of these
individuals. But is also paradoxical. This categorization could be a
helpful tool in better understanding the continuum of brain states and
designing research and therapies to improve and augment cognitive
function. [1]
By further distinguishing those in PVS from those who we suspect have
elements of consciousness; we can collectively make a stronger
distributive justice claim for enhanced services and more research to
address the needs of patients and families with brain injury. Practically,
this regard should translate into better diagnostic precision. The
staggering public health need posed by traumatic brain injury, coupled
with society's marginalization of the disabled, makes this an ethical
imperative as medicine seeks to provide the benefits of science to these
historically under-served individuals. [1] In this we disagree with Dr.
Shewmon’s assertion that, “there is no clinical or research need for, and
strong reasons against, inventing a new diagnostic ‘entity’ that
inherently cannot not be meaningfully demarcated from ‘severe disability.”
While the concerns of Ms. Coleman are understandable and laudable, it
would be more productive if she broadened her advocacy to bring
therapeutic or palliative care advances to those with brain injury.
Similarly, researchers and clinicians should seek out the diverse views of
the disability community. While we applaud advocacy for the disabled, it
is important that it does not pre-empt the prerogative of properly
authorized surrogates to make decisions to withdraw life-sustaining
therapies in accord with the patient’s previously expressed preferences.
References:
1. Giacino JT, Ashwal S, Childs N et al. The minimally conscious
state: Definition and diagnostic criteria. Neurology 2002;58:349-353.
2. Coleman D. The minimally conscious state: Definition and
diagnostic criteria. Neurology 2002;58:506-507.
3. Shewmon DA. The minimally conscious state: Definition and
diagnostic criteria. Neurology 2002;58:506-507.
4. Fins JJ. A proposed ethical framework for interventional cognitive
neuroscience: A consideration of deep brain stimulation in impaired
consciousness. Neurological Research 2000;22:273-278.
The minimally conscious state: Definition and diagnostic criteria
24 June 2002
William J Burke St. Louis University St. Louis, MO
sandi_moriarity{at}urmc.rochester.edu William J Burke
The definition of yet another dubious diagnosis, the minimally
conscious state (MCS). [1] makes it apparent that a few members are
hijacking the Academy to promote their own eugenic social agenda. The MCS
diagnosis attempts to extend beyond the persistent vegetative state (PVS)
justification for terminating the brain-injured disabled. [2, 3, 4] In
the process, these social engineers are transforming neurologists into IQ
police whose job it will be to interrogate their patients for the exact
intelligence information required to avoid the death penalty. The warning
of our fellow neurologist, Dr. Leo Alexander, who served on the staff of
the Office of Chief Counsel for War Crimes at Nuremberg, holds true now as
ever. Writing about the Holocaust, he states:
“Whatever proportions these crimes [the Nazi war crimes] finally
assumed, it became evident to all who investigated them that they had
started from small beginnings. The beginnings at first were merely a
subtle shift in emphasis in the basic attitude of the physicians. It
started with the acceptance of the attitude, basic in the euthanasia
movement, that there is such a thing as life not worthy to be lived.
Gradually, the sphere of those to be included in this category was
enlarged…but it is important to realize that the infinitely small wedged-
in lever from which this entire trend of mind received its impetus was the
attitude toward the nonrehabilitable sick.” [5]
References:
1. Giacino JT, Ashwal S, Childs N et al. The minimally conscious
state: Definition and diagnostic criteria. Neurology 2002;58:349-353.
2. In re the Conservatorship of Robert Wendland, Superior Court of
California, County of San Joaquin, Case No. 65669.
3. Coleman D. The minimally conscious state: Definition and
diagnostic criteria. Neurology 2002;58:506-507.
4. Ibid, Shewmon DA.
5. Alexander L. Medical science under a dictatorship N Engl J Med
1949;241:44-49.